从源码看ConcurrentHashMap

简介

ConcurrentHashMap是线程安全的HashMap实现,这里主要研究JDK8后的ConcurrentHashMap,下面是ConcurrentHashMap的简单结构:在这里插入图片描述
ConcurrentHashMap基于HashMap的基本逻辑,通过CAS + synchronized 来保证并发安全性。ConcurrentHashMap使用的数组及数组的每个节点都为volatile类型,通过CAS进行更新删除操作,而所有的链表操作都需要通过synchronized锁定链表的头节点,然后进行操作。

    /**
     * The array of bins. Lazily initialized upon first insertion.
     * Size is always a power of two. Accessed directly by iterators.
     */
    transient volatile Node<K,V>[] table;
    
    /**
     * Key-value entry.  This class is never exported out as a
     * user-mutable Map.Entry (i.e., one supporting setValue; see
     * MapEntry below), but can be used for read-only traversals used
     * in bulk tasks.  Subclasses of Node with a negative hash field
     * are special, and contain null keys and values (but are never
     * exported).  Otherwise, keys and vals are never null.
     */
    static class Node<K,V> implements Map.Entry<K,V> {
        final int hash;
        final K key;
        volatile V val;
        volatile Node<K,V> next;
   }

核心方法

1.put方法

final V putVal(K key, V value, boolean onlyIfAbsent) {
        if (key == null || value == null) throw new NullPointerException();
        int hash = spread(key.hashCode());
        int binCount = 0;
        for (Node<K,V>[] tab = table;;) {
            Node<K,V> f; int n, i, fh;
            if (tab == null || (n = tab.length) == 0)
                tab = initTable();
            else if ((f = tabAt(tab, i = (n - 1) & hash)) == null) {
                if (casTabAt(tab, i, null,
                             new Node<K,V>(hash, key, value, null)))
                    break;                   // no lock when adding to empty bin
            }
            else if ((fh = f.hash) == MOVED)
                tab = helpTransfer(tab, f);
            else {
                V oldVal = null;
                synchronized (f) {
                    if (tabAt(tab, i) == f) {
                        if (fh >= 0) {
                            binCount = 1;
                            for (Node<K,V> e = f;; ++binCount) {
                                K ek;
                                if (e.hash == hash &&
                                    ((ek = e.key) == key ||
                                     (ek != null && key.equals(ek)))) {
                                    oldVal = e.val;
                                    if (!onlyIfAbsent)
                                        e.val = value;
                                    break;
                                }
                                Node<K,V> pred = e;
                                if ((e = e.next) == null) {
                                    pred.next = new Node<K,V>(hash, key,
                                                              value, null);
                                    break;
                                }
                            }
                        }
                        else if (f instanceof TreeBin) {
                            Node<K,V> p;
                            binCount = 2;
                            if ((p = ((TreeBin<K,V>)f).putTreeVal(hash, key,
                                                           value)) != null) {
                                oldVal = p.val;
                                if (!onlyIfAbsent)
                                    p.val = value;
                            }
                        }
                    }
                }
                if (binCount != 0) {
                    if (binCount >= TREEIFY_THRESHOLD)
                        treeifyBin(tab, i);
                    if (oldVal != null)
                        return oldVal;
                    break;
                }
            }
        }
        addCount(1L, binCount);
        return null;
    }

我们可以看到put是通过一个死循环来实现,在循环逻辑内:

  1. 首先检查核心的Node<K,V>[] table是否已经初始化,如果没有初始化,则利用CAS将sizeCtl的值置为-1进行初始化。
  2. 通过CAS查询key相应的槽位是否为 null,若为null直接通过CAS将键值对放入槽位。
  3. 如果相应的槽位已经有节点,并且其hash值为-1,则表示正在进行扩容,则当前线程帮忙进行扩容。
  4. 否则通过synchronized锁住槽位内的节点即链表的头结点,然后遍历链表,寻找是否有hash值及key值相同的节点,若有则将value设置进去,否者创建新的节点加入链表。
  5. 通过addCount函数更新ConcurrentHashMap键值对的数量。

2.get方法

    public V get(Object key) {
        Node<K,V>[] tab; Node<K,V> e, p; int n, eh; K ek;
        int h = spread(key.hashCode());
        if ((tab = table) != null && (n = tab.length) > 0 &&
            (e = tabAt(tab, (n - 1) & h)) != null) {
            if ((eh = e.hash) == h) {
                if ((ek = e.key) == key || (ek != null && key.equals(ek)))
                    return e.val;
            }
            else if (eh < 0)
                return (p = e.find(h, key)) != null ? p.val : null;
            while ((e = e.next) != null) {
                if (e.hash == h &&
                    ((ek = e.key) == key || (ek != null && key.equals(ek))))
                    return e.val;
            }
        }
        return null;
    }

get方法实现的逻辑比较简单:

  1. 利用key通过cas的方式获取其对应槽位的节点,若该节点就是想要查询的节点,那就直接返回value。
  2. 如果槽位内节点的hash值小于0则说明正在进行扩容,则通过ForwardingNode的find函数去新的数组nextTable中进行查找。
  3. 以上都不符合的话,就直接遍历节点,匹配就返回,否则最后就返回null。

3.扩容方法

    /**
     * Helps transfer if a resize is in progress.
     */
    final Node<K,V>[] helpTransfer(Node<K,V>[] tab, Node<K,V> f) {
        Node<K,V>[] nextTab; int sc;
        if (tab != null && (f instanceof ForwardingNode) &&
            (nextTab = ((ForwardingNode<K,V>)f).nextTable) != null) {
            int rs = resizeStamp(tab.length);
            while (nextTab == nextTable && table == tab &&
                   (sc = sizeCtl) < 0) {
                if ((sc >>> RESIZE_STAMP_SHIFT) != rs || sc == rs + 1 ||
                    sc == rs + MAX_RESIZERS || transferIndex <= 0)
                    break;
                if (U.compareAndSwapInt(this, SIZECTL, sc, sc + 1)) {
                    transfer(tab, nextTab);
                    break;
                }
            }
            return nextTab;
        }
        return table;
    }
    
    /**
     * Moves and/or copies the nodes in each bin to new table. See
     * above for explanation.
     */
    private final void transfer(Node<K,V>[] tab, Node<K,V>[] nextTab) {
        int n = tab.length, stride;
        if ((stride = (NCPU > 1) ? (n >>> 3) / NCPU : n) < MIN_TRANSFER_STRIDE)
            stride = MIN_TRANSFER_STRIDE; // subdivide range
        if (nextTab == null) {            // initiating
            try {
                @SuppressWarnings("unchecked")
                Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n << 1];
                nextTab = nt;
            } catch (Throwable ex) {      // try to cope with OOME
                sizeCtl = Integer.MAX_VALUE;
                return;
            }
            nextTable = nextTab;
            transferIndex = n;
        }
        int nextn = nextTab.length;
        ForwardingNode<K,V> fwd = new ForwardingNode<K,V>(nextTab);
        boolean advance = true;
        boolean finishing = false; // to ensure sweep before committing nextTab
        for (int i = 0, bound = 0;;) {
            Node<K,V> f; int fh;
            while (advance) {
                int nextIndex, nextBound;
                if (--i >= bound || finishing)
                    advance = false;
                else if ((nextIndex = transferIndex) <= 0) {
                    i = -1;
                    advance = false;
                }
                else if (U.compareAndSwapInt
                         (this, TRANSFERINDEX, nextIndex,
                          nextBound = (nextIndex > stride ?
                                       nextIndex - stride : 0))) {
                    bound = nextBound;
                    i = nextIndex - 1;
                    advance = false;
                }
            }
            if (i < 0 || i >= n || i + n >= nextn) {
                int sc;
                if (finishing) {
                    nextTable = null;
                    table = nextTab;
                    sizeCtl = (n << 1) - (n >>> 1);
                    return;
                }
                if (U.compareAndSwapInt(this, SIZECTL, sc = sizeCtl, sc - 1)) {
                    if ((sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT)
                        return;
                    finishing = advance = true;
                    i = n; // recheck before commit
                }
            }
            else if ((f = tabAt(tab, i)) == null)
                advance = casTabAt(tab, i, null, fwd);
            else if ((fh = f.hash) == MOVED)
                advance = true; // already processed
            else {
                synchronized (f) {
                    if (tabAt(tab, i) == f) {
                        Node<K,V> ln, hn;
                        if (fh >= 0) {
                            int runBit = fh & n;
                            Node<K,V> lastRun = f;
                            for (Node<K,V> p = f.next; p != null; p = p.next) {
                                int b = p.hash & n;
                                if (b != runBit) {
                                    runBit = b;
                                    lastRun = p;
                                }
                            }
                            if (runBit == 0) {
                                ln = lastRun;
                                hn = null;
                            }
                            else {
                                hn = lastRun;
                                ln = null;
                            }
                            for (Node<K,V> p = f; p != lastRun; p = p.next) {
                                int ph = p.hash; K pk = p.key; V pv = p.val;
                                if ((ph & n) == 0)
                                    ln = new Node<K,V>(ph, pk, pv, ln);
                                else
                                    hn = new Node<K,V>(ph, pk, pv, hn);
                            }
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                        else if (f instanceof TreeBin) {
                            TreeBin<K,V> t = (TreeBin<K,V>)f;
                            TreeNode<K,V> lo = null, loTail = null;
                            TreeNode<K,V> hi = null, hiTail = null;
                            int lc = 0, hc = 0;
                            for (Node<K,V> e = t.first; e != null; e = e.next) {
                                int h = e.hash;
                                TreeNode<K,V> p = new TreeNode<K,V>
                                    (h, e.key, e.val, null, null);
                                if ((h & n) == 0) {
                                    if ((p.prev = loTail) == null)
                                        lo = p;
                                    else
                                        loTail.next = p;
                                    loTail = p;
                                    ++lc;
                                }
                                else {
                                    if ((p.prev = hiTail) == null)
                                        hi = p;
                                    else
                                        hiTail.next = p;
                                    hiTail = p;
                                    ++hc;
                                }
                            }
                            ln = (lc <= UNTREEIFY_THRESHOLD) ? untreeify(lo) :
                                (hc != 0) ? new TreeBin<K,V>(lo) : t;
                            hn = (hc <= UNTREEIFY_THRESHOLD) ? untreeify(hi) :
                                (lc != 0) ? new TreeBin<K,V>(hi) : t;
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                    }
                }
            }
        }
    }

扩容的逻辑比较复杂,如果扩容时有多个线程,那么每个线程都可以通过helpTransfer函数帮忙进行扩容:

  1. 首先新建一个两倍长度的数组nextTable。
  2. 初始化ForwardingNode节点,其中保存了新数组nextTable的引用,在处理完每个槽位节点后当做占位节点,表示该槽位已经处理过了。
  3. 通过for循环处理每个槽位中的链表元素,处理完后在这个槽位内通过CAS插入初始化的ForwardingNode节点,用于告诉其它线程该槽位已经处理过了。
  4. 如果某个槽位已经被线程A处理了,那么线程B处理到这个节点时,取到该节点的hash值应该为MOVED,值为-1,则直接跳过,继续处理下一个槽位内的节点。

4.计数方法

    /**
     * {@inheritDoc}
     */
    public int size() {
        long n = sumCount();
        return ((n < 0L) ? 0 :
                (n > (long)Integer.MAX_VALUE) ? Integer.MAX_VALUE :
                (int)n);
    }
    
    /**
     * A padded cell for distributing counts.  Adapted from LongAdder
     * and Striped64.  See their internal docs for explanation.
     */
    @sun.misc.Contended static final class CounterCell {
        volatile long value;
        CounterCell(long x) { value = x; }
    }

    final long sumCount() {
        CounterCell[] as = counterCells; CounterCell a;
        long sum = baseCount;
        if (as != null) {
            for (int i = 0; i < as.length; ++i) {
                if ((a = as[i]) != null)
                    sum += a.value;
            }
        }
        return sum;
    }

代码里的变量baseCount用于在无竞争环境下记录元素的个数,每当插入元素或删除元素时都会利用CAS更新键值对个数。
当有线程竞争时,会使用CounterCell数组来计数,每个ConuterCell都是一个独立的计数单元。线程可以通过ThreadLocalRandom.getProbe() & m找到属于它的CounterCell进行计数。这种方法能够降低线程的竞争,相比所有线程对一个共享变量不停进行CAS操作性能上要好很多。这里的CounterCell数组初始容量为2,最大容量是机器的CPU数。
注意这里有个@sun.misc.Contended,这个注解用于解决伪共享问题。所谓伪共享,就是在同一缓存行cache line(CPU缓存的基本单位)中连续存储了多个变量,当其中一个变量被修改时,会导致其他变量也失效,会降低计算机cache的缓存命中率并且导致内存总线流量大增。

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